SEC Advisory Committee Recommendations Aim to Protect Retail Investors
Can retail investors safely enter private markets? SEC advisors call for clearer valuations, liquidity warnings, and caps on direct deals.
Regulatory News
Information and insights about key decisions by the Securities and Exchange Commission and other regulators that affect the private markets industry and its investors.
401(k) Access to Private Assets Expected to Expand
Trump’s EO may broaden 401(k) access to private assets, with small return boosts, limited early effects, and potential long-term gains.
SEC Expands Access to Registered Funds That Invest in Private Assets
The SEC lifts restrictions on RCEFs, giving retail investors new access to private equity, credit, real estate, and infrastructure funds.
SEC Panel Explores Risks of Private Markets for Retail Investors
Are retail investors getting a fair deal? The SEC is looking into private markets risks, including unreliable asset valuations.
Private Markets: Who’s Watching Out for Individual Investors?
Steve and Nathaniel share their insights on the implications for individual investors following the Fifth Circuit Court of Appeals' decision to vacate the SEC's Private Fund Advisor Rules.